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Sunday, April 19, 2015
Saturday, April 18, 2015
Thursday, April 16, 2015
Saturday, April 11, 2015
Join these Deal-makers at Mid-Year 2015
2015 AMAA Summer Conference | 2015 AM&AA; Summer Conference http://t.co/TE8fMrqmDF pic.twitter.com/yPBO6mi5ON
— Michael Nall (@privatealliance) April 8, 2015
Friday, April 10, 2015
Legal Alert: NASAA M&A Broker Model Rule
Legal Alert: NASAA M&A Broker Model Rule: On January 15, 2015, the Broker-Dealer Section of the North American Securities Administrators Association (NASAA) requested comments on a proposed uniform state model rule (the Model Rule) regarding the exemption of certain merger and acquisition brokers (M&A Brokers) from state registration requirements.1BackgroundThe registration exemption for M&A Brokers is not a new idea at the federal level. Indeed, on January 14, 2014, the U.S. House of Representatives approved legislation that would permit certain...